Our Broker/Dealer

Commonwealth

Commonwealth Financial Network® is our broker/dealer. A broker/dealer is a company that a registered investment professional is required to affiliate with in order to buy and sell investment products on behalf of investors. The Securities and Exchange Commission (SEC) delegates the supervision of financial advisors to the Financial Industry Regulatory Authority (FINRA). FINRA, in turn, requires us to choose a broker/dealer to partner with on your behalf. Commonwealth is an independent broker/dealer, which means that our firm remains independent, too. We are free to act in your best interest without pressure to promote a particular product or strategy. It's a model that differs from that of some other, larger financial firms known as "wirehouses," whose financial representatives are accountable not just to their clients, but also to the parent company that employs them. Commonwealth is also independently owned and managed, which means the firm retains the freedom to allocate resources where they're needed and to act in the best interests of its financial advisors and their clients—not shareholders. Commonwealth's organization is built around helping advisors do whatever it takes to serve their clients. It's that infrastructure—and the always expanding abundance of resources it provides—that makes it easier for our firm to provide you with the best possible guidance and the prompt, personal service you expect and deserve.


 

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Intellectual Resources

Commonwealth offers us access to some of the leading wealth management teams in the industry, including investment research, advanced planning, and insurance. For more information, select from the dropdown menu beneath the About tab above.  

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Investment Choice

Your financial objectives, personal investment style, and risk tolerance are the only criteria that influence our recommendations to you. Commonwealth offers us access to a virtually limitless selection of third-party investment vehicles and truly objective, independent research from its in-house analysts, helping to ensure that we have the freedom to operate solely in your best interest.

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Technology

Commonwealth's technology platform is a critical component in our ability to provide you with first-class service and support. Its integrated web-based systems allow us to more efficiently manage your portfolio and your overall financial picture.

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Security

Commonwealth is committed to safeguarding your privacy, as well as the security of your investment data. The firm's Technology team continuously strives to enhance security measures, keeping abreast of new technologies and safeguards, and incorporating them when appropriate to help protect your data.